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Market Misconduct
Regulatory Action
MAS steps up enforcement actions against market abuse and financial misconduct
MAS said in its 2019-2020 enforcement report they have imposed $11.7 million in civil penalties and 9 convictions for misconduct.
November 04, 2020
Management & Corporate Governance
New rules to curb market misconduct
Brokerage firms could soon be forced to keep a closer eye on the activities of their clients and try harder to spot instances of market misconduct
August 08, 2019
SGX launches handbook and report to deter market misconduct
SINGAPORE (Sept 28): The Singapore Exchange announced two initiatives, the Trade Surveillance Handbook and the Members Surveillance Dashboard to detect and stop market misconduct.
September 28, 2016