Market Misconduct

MAS steps up enforcement actions against market abuse and financial misconduct - THE EDGE SINGAPORE

Regulatory Action

MAS steps up enforcement actions against market abuse and financial misconduct

MAS said in its 2019-2020 enforcement report they have imposed $11.7 million in civil penalties and 9 convictions for misconduct.

Management & Corporate Governance

New rules to curb market misconduct

Brokerage firms could soon be forced to keep a closer eye on the activities of their clients and try harder to spot instances of market misconduct

SGX launches handbook and report to deter market misconduct

SINGAPORE (Sept 28): The Singapore Exchange announced two initiatives, the Trade Surveillance Handbook and the Members Surveillance Dashboard to detect and stop market misconduct.
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