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notice of compliance
Regulatory Action
SGX RegCo to scrutinise reappointment of Shanghai Turbo Enterprise's ED Liu Ming
SGX RegCo is also requiring an independent professional to be appointed by May 18 to undertake an independent review of Liu
April 19, 2023
SGX query
SGX hits DLF with notice of compliance linked to SPA that triggered mandatory offer
SINGAPORE (Sept 26): Engineering firm DLF Holdings has been hit with a notice of compliance (NOC) from the Singapore Exchange Regulation (SGX RegCo) related to a sale and purchase agreement (SPA) signed on Sept 20 that led to a takeover offer for the grou
September 26, 2019
Management & Corporate Governance
YuuZoo's former director provides bond to report back to CAD
SINGAPORE (May 23): YuuZoo on Tuesday announced that former chairman Thomas Zilliacus has provided a bond to report back to the Commercial Affairs Department (CAD) on June 4, to assist further in CAD’s investigation regarding a potential breach of the S
May 23, 2018
Management & Corporate Governance
SGX reports YuuZoo to 'relevant authorities' for possible breach of Securities and Futures Act after issuing notice of compliance
SINGAPORE (Apr 2): Singapore Exchange Regulation (SGX RegCo) has reported YuuZoo Corporation to the "relevant authorities" for possible breaches of the Securities and Futures Act, following the issue of a second notice of compliance to the e-comme
April 02, 2018
Management & Corporate Governance
SGX hits YuuZoo with another notice of compliance; asks auditors to release interim report as soon as finalised
SINGAPORE (Apr 2): Singapore Exchange Regulation (SGX RegCo) on Monday issued YuuZoo Corporation with its second notice of compliance in less than a month.
April 02, 2018
Management & Corporate Governance
YuuZoo reaches in-principle agreement with auditor on $8 mil compliance query
SINGAPORE (Mar 29): YuuZoo has arrived at an in-principle agreement to resolve SGX’s query of its $8 million of 4Q other income with its auditor, RT LPP.
March 29, 2018
In print this week
YuuZoo addresses minority shareholders at SIAS dialogue in wake of weak results
SINGAPORE (Mar 12): YuuZoo Corp stands by its accounting policies for its franchise operations despite the criticism it has received, the company’s executive chairman Thomas Zilliacus told minority shareholders at a dialogue organised by the Securities
March 09, 2018