prohibition orders

Regulatory Action

MAS bans ex-HSBC banker for a year over disclosure breach

The former HSBC Bank representative failed to disclose his previous involvement in police investigations and criminal proceedings.
MAS steps up enforcement actions against market abuse and financial misconduct - THE EDGE SINGAPORE

Regulatory Action

MAS steps up enforcement actions against market abuse and financial misconduct

MAS said in its 2019-2020 enforcement report they have imposed $11.7 million in civil penalties and 9 convictions for misconduct.

Regulatory Action

MAS slaps bans on 4 individuals for up to 9 years for fraudulent, dishonest conduct

SINGAPORE (Oct 11): The Monetary Authority of Singapore (MAS) has issued prohibition orders against three former insurance agents and a former bank employee for fraudulent and dishonest conduct.

In print this week

Why the 1MDB saga could be far from over for Singapore

SINGAPORE (June 2): This past week, the Monetary Authority of Singapore (MAS) imposed penalties on two more banks and said it had completed an extensive, two-year-long probed into the 1Malaysia Development Bhd (1MDB).
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